Howard James Newton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- SMF4 Chief Risk (4 Jun 2021 to 8 Sep 2024)
Connells Limited (no longer approved here)
FRN 302221
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2022)
- SMF4 Chief Risk (9 Dec 2019 to 8 Sep 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2022)
- CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
- CF28 Systems and controls (7 Jul 2014 to 8 Dec 2019)
EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)
FRN 110340
- CF11 Money Laundering Reporting (1 Nov 2011 to 20 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.