Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Lomas

    IRN DJL01132

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
  • David Oliver Zahnd

    IRN DXZ00010

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Dirk Schekerka

    IRN DXS02898

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
    • CF1 Director (26 Jul 2017 to 8 Dec 2019)
  • Dominic Charles Edward Geer

    IRN DCG01048

    • SMF3 Executive Director (since 7 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF27 Investment Management (28 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Edward John Baker

    IRN EXB01536

    • CF30 Customer (since 13 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Aug 2018 to 8 Dec 2019)
  • Edward Norman Hutton

    IRN ENH01008

    • CF23 Corporate Finance Adviser (20 May 2003 to 21 May 2004)
  • Faraidon Saheb-Zadha

    IRN FXS01200

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF27 Investment Management (19 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Fergus Charles Monahan Hall

    IRN FCH01010

    • CF21 Investment Adviser (15 Oct 2004 to 13 Oct 2005)
  • Finn Stefan Jankowiak

    IRN FXJ00044

    • [FCA CF] Client dealing (16 Mar 2023 to 30 Sep 2024)
  • Frank Charles John McGarahan

    IRN FCM01013

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.