Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 7 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF27 Investment Management (28 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • A-PLAN HOLDINGS (no longer approved here)

    FRN 310164

    • CF2 Non Executive Director (1 Feb 2010 to 31 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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