Date authorised
1 April 2013
Companies House
01125740
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300
  • Complaints Contact

    Equistone Partners Europe
    60 Ludgate Hill
    London
    City Of London
    EC4M 7AW
    UNITED KINGDOM
    Phone
    +4402076535300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carole Vera Butler

    IRN CVM01005

    • CF29 Significant management (1 Nov 2007 to 4 Jan 2010)
    • CF20 Significant Mgt (Settlements) (26 Jun 2006 to 31 Oct 2007)
  • Catherine Alison Wall

    IRN CAW01074

    • CF30 Customer (1 Nov 2007 to 6 May 2013)
    • CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 23 Dec 2004)
  • Charlotte Brunning

    IRN CXB01895

    • CF30 Customer (13 Nov 2009 to 12 Aug 2010)
  • Christiian Paul Marriott

    IRN CPM01052

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • CF1 Director (11 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
  • Christoph Wüstemeyer

    IRN CXW00271

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • Christopher James Elliott

    IRN CJE01043

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF27 Investment Management (28 May 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 12 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christopher Neal Griffith

    IRN CXG00279

    • SMF3 Executive Director (21 Dec 2021 to 14 Feb 2025)
  • Christopher Nicholas Sebastian Jehan Candfield

    IRN CNC01041

    • CF30 Customer (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Oct 2012 to 8 Dec 2019)
  • David Bernard Hilton Storey

    IRN DBS01040

    • CF15 Internal Audit (1 Dec 2001 to 23 Jun 2003)
  • David Boyd Lindsay

    IRN DBL01011

    • CF27 Investment Management (3 Jun 2004 to 6 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.