Epworth Investment Management Limited

• Principal Place of Business

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

  Web

  https://epworthim.com

• Complaints Contact

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Woolnough

  IRN SXW00265

  • [FCA CF] Significant management (since 4 Apr 2022)
• Sophie Forrest

  IRN SXF00162

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2023)
• Stephen Trevor Beer

  IRN STB01033

  • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2021)
  • CF1 Director (15 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Tendai Chigudu

  IRN TXH01296

  • CF30 Customer (7 Oct 2013 to 1 Sep 2016)
  • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 31 Oct 2007)
• Thomas Joseph Anthony Dean

  IRN TJD01054

  • CF22 Investment Adviser (Trainee) (27 May 2002 to 10 Dec 2004)
• Timothy Andrew Swindell

  IRN TXS04163

  • SMF9 Chair of the Governing Body (since 1 Jan 2026)
• Vanessa Louise Meredith

  IRN VLB01005

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (4 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Sep 2017 to 8 Dec 2019)
• William John Baxter Lane

  IRN WJL01028

  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF27 Investment Management (29 Jul 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (29 Jul 2002 to 31 Oct 2007)
• William Trevor Seddon

  IRN WTS01003

  • CF30 Customer (4 Jan 2017 to 28 Feb 2017)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2016)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2016)

• Christian Aid

  FRN 423848 · Appointed 27 May 2025

No changes recorded yet.