Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Epworth Investment Management Limited
FRN 175451
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Sep 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (2 Jun 2003 to 7 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.