Epworth Investment Management Limited

• Principal Place of Business

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

  Web

  https://epworthim.com

• Complaints Contact

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Darren Patrick Ruane

  IRN DPR01032

  • CF27 Investment Management (1 Dec 2001 to 31 Aug 2004)
• David Alan Palmer

  IRN DAP01067

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Mar 2017 to 8 Dec 2019)
  • CF3 Chief Executive (2 Mar 2017 to 8 Dec 2019)
• David Ivan Kasirye Katimbo Mugwanya

  IRN DIK00009

  • CF30 Customer (28 Nov 2007 to 31 Oct 2015)
• Evguenia Kotchkina

  IRN EXK01372

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
  • CF30 Customer (29 Apr 2017 to 2 Aug 2019)
• Gareth Peter Morgan

  IRN GPM01034

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Harold Richard John Evans

  IRN HXE00039

  • [FCA CF] Functions requiring qualifications (7 Oct 2021 to 22 Dec 2023)
• Jack Harvey Robinson

  IRN JXR00822

  • [FCA CF] Functions requiring qualifications (22 Jul 2024 to 12 Sep 2025)
• James Birrell

  IRN JDB01142

  • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2004)
• James Sinclair Forward

  IRN JSF01073

  • CF30 Customer (20 May 2010 to 31 May 2012)
• Javaid Khan Khan

  IRN JKK01010

  • CF2 Non Executive Director (1 Dec 2001 to 20 Aug 2007)

• Christian Aid

  FRN 423848 · Appointed 27 May 2025

No changes recorded yet.