Epworth Investment Management Limited

• Principal Place of Business

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

  Web

  https://epworthim.com

• Complaints Contact

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jennie Austin

  IRN JXA01153

  • CF2 Non Executive Director (2 Jul 2018 to 8 Dec 2019)
• John Bruce Anderson

  IRN JBA01015

  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• John Malcolm Hamilton

  IRN JMH01254

  • CF2 Non Executive Director (28 Jul 2011 to 31 Dec 2018)
• John Sandford

  IRN JXS02631

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2026)
  • CF2 Non Executive Director (28 Jul 2011 to 8 Dec 2019)
• John Walker Gibbon

  IRN JWG01106

  • CF2 Non Executive Director (1 Apr 2015 to 28 Feb 2019)
• Julian de Garis Parker

  IRN JDP01144

  • CF2 Non Executive Director (7 Jul 2015 to 8 Dec 2019)
• Lina Dineikiene

  IRN LXD00341

  • [FCA CF] Significant management (since 6 Nov 2023)
• Marina Phillips

  IRN MXP02104

  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
  • CF1 Director (10 Aug 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Aug 2012 to 4 Sep 2017)
  • CF11 Money Laundering Reporting (10 Aug 2012 to 4 Sep 2017)
• Mark Neil Gerard O'Connor

  IRN MNO01003

  • [FCA CF] Significant management (9 Dec 2019 to 10 Aug 2021)
• Matthew Thomas Llewelyn Jones

  IRN MTJ01018

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Apr 2015 to 8 Dec 2019)

• Christian Aid

  FRN 423848 · Appointed 27 May 2025

No changes recorded yet.