Epworth Investment Management Limited

• Principal Place of Business

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

  Web

  https://epworthim.com

• Complaints Contact

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Alfred Henry Willett

  IRN MAW01123

  • CF2 Non Executive Director (1 Dec 2001 to 10 May 2011)
• Michael John Anthony Partridge

  IRN MJP01184

  • CF2 Non Executive Director (1 Dec 2001 to 5 May 2011)
• Michael Rajnarine Sawh

  IRN MRS01142

  • CF27 Investment Management (1 Dec 2001 to 14 Dec 2001)
• Michelle Edward

  IRN MXE00206

  • [FCA CF] Significant management (16 Jun 2022 to 25 Jul 2023)
• Miles Thomas Christian Askew

  IRN MTA01018

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Mohsin Siddiqi

  IRN MXS02656

  • [FCA CF] Significant management (3 Jul 2023 to 14 Apr 2025)
• Neil Graeme Clark

  IRN NGC01013

  • CF27 Investment Management (1 Dec 2001 to 17 May 2002)
• Peter Bryan Hobbs

  IRN PBH01061

  • CF2 Non Executive Director (12 May 2017 to 8 Dec 2019)
• Peter Golding

  IRN PXG01147

  • CF27 Investment Management (1 Dec 2001 to 12 May 2006)
• Peter James Webb

  IRN PJW01130

  • [FCA CF] Significant management (9 Dec 2019 to 27 Mar 2024)

• Christian Aid

  FRN 423848 · Appointed 27 May 2025

No changes recorded yet.