Epworth Investment Management Limited

• Principal Place of Business

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

  Web

  https://epworthim.com

• Complaints Contact

  Methodist Church House

  25 Tavistock Place

  London

  WC1H 9SF

  UNITED KINGDOM

  Phone

  +4402074963636

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Retail clients restricted to charities within the meaning of section 96 of the Charities Act 1993 and "Appropriate bodies" within the meaning of Section 24(3B) of the Charities Act 1993 only.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter John Forward

  IRN PJF01084

  • CF1 Director (1 Dec 2001 to 31 Jul 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2012)
• Richard Forbes Thomas

  IRN RFT01007

  • CF2 Non Executive Director (17 Aug 2004 to 26 Apr 2005)
• Richard John Reeves

  IRN RJR01109

  • CF2 Non Executive Director (17 Aug 2005 to 25 Apr 2013)
• Roger John Smith

  IRN RJS01244

  • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2015)
• Rosamond Joy Amos

  IRN RJA01167

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 25 Jun 2025)
  • [FCA CF] Significant management (1 Dec 2021 to 25 Jun 2025)
• Russell Kevin Sparkes

  IRN RKS01030

  • CF30 Customer (1 Nov 2007 to 20 Feb 2015)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Safiya Nelson

  IRN SXN01709

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
  • CF30 Customer (6 Sep 2016 to 8 Dec 2019)
• Samuel Bradley

  IRN SXB01605

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
• Sarah Kate Bourgein

  IRN SKB01092

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • [FCA CF] Significant management (since 4 Jan 2022)
• Severine Itany

  IRN SXI01180

  • CF30 Customer (11 Jul 2011 to 28 Apr 2015)

• Christian Aid

  FRN 423848 · Appointed 27 May 2025

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