Date authorised
7 April 2017
Companies House
OC412384
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200
  • Complaints Contact

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicolas Vilaseco

    IRN NXV01196

    • SMF27 Partner (since 16 Jun 2025)
    • SMF16 Compliance Oversight (since 4 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2022)
  • Noyonika Lahiri

    IRN NXL00139

    • [FCA CF] Client dealing (21 Dec 2022 to 16 Nov 2023)
  • Owen Henry Wilson

    IRN OHW01003

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • Pablo Sebastian Espinoza

    IRN PXE00035

    • [FCA CF] Client dealing (since 23 Dec 2020)
  • Pamela Jane Mcbeath Brent

    IRN PJB01573

    • CF4 Partner (10 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • Rona Fernandes

    IRN RXF01434

    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Sarah Jane Williams

    IRN SJW01399

    • CF30 Customer (7 Apr 2017 to 28 Apr 2017)
    • CF4 Partner (7 Apr 2017 to 28 Apr 2017)
  • Scott Thomas Forbes

    IRN SXF00372

    • [FCA CF] Client dealing (since 21 Dec 2022)
  • Stephen Daryl Ozin

    IRN SDO01005

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
  • Tara Isobel Oakley

    IRN TXO00189

    • [FCA CF] Client dealing (15 Dec 2025 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.