Date authorised
7 April 2017
Companies House
OC412384
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200
  • Complaints Contact

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thayne Juliusz Forbes

    IRN TXF00050

    • [FCA CF] Client dealing (since 6 Apr 2020)
  • William De Bretton Priestley

    IRN WDP01004

    • SMF1 Chief Executive (since 26 Jun 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Zoe Cheuk Yee Lai

    IRN ZXL00008

    • [FCA CF] Client dealing (since 6 Apr 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.