Date authorised
1 August 2019
Companies House
08195029
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834
  • Complaints Contact

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danyal Nurus Sattar

    IRN DXS07575

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Mar 2022)
    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Douglas Richard Gudgeon Hull

    IRN DXH00781

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Elizabeth Ashley Beall

    IRN EXB00401

    • [FCA CF] Significant management (since 1 Feb 2024)
  • Fraser Sean O'Halloran

    IRN FXO00065

    • [FCA CF] Client dealing (since 16 Jan 2025)
  • Jack Edward Pearce

    IRN JXP02289

    • [FCA CF] Client dealing (since 17 Apr 2026)
  • James Julian Frere-Scott

    IRN JJF01076

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • James Lawrence Mansfield

    IRN JXM11599

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • James Matthew William Alexander

    IRN JMA01142

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Jo Lam Jasmine Yim

    IRN JXY00123

    • [FCA CF] Client dealing (since 16 Jan 2025)
  • Joyce Tay

    IRN JXT00669

    • [FCA CF] Manager of certification employee (since 16 Apr 2026)
    • [FCA CF] Client dealing (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.