Date authorised
1 August 2019
Companies House
08195029
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834
  • Complaints Contact

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Dolenec

    IRN KXL01121

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Katherine Elmore-Jones

    IRN KXE01075

    • Director of firm who is not a certification employee or a SMF manager (since 14 Jan 2026)
  • Martha Elizabeth Primrose Pybus

    IRN MXP00824

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Nicola Marie Gaddo

    IRN NMF01017

    • CF30 Customer (19 Oct 2019 to 8 Dec 2019)
  • Olivia Pamela Bennett

    IRN OXB11608

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2021)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Paveen Ghalay

    IRN PXG00421

    • [FCA CF] Client dealing (1 Feb 2024 to 16 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 16 Apr 2026)
  • Richard Geoffrey Fitton

    IRN RXF22942

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Richard John Speak

    IRN RJS01410

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • Robert James Campbell Easton

    IRN RJE01058

    • SMF9 Chair of the Governing Body (since 3 Nov 2025)
  • Rupesh Chatwani

    IRN RXC28321

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 6 Dec 2024)
    • [FCA CF] Significant management (1 Feb 2024 to 6 Dec 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 6 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.