Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Material risk taker (since 15 Mar 2021)
    • [FCA CF] Manager of certification employee (since 15 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (14 Nov 2017 to 8 Dec 2019)
    • CF4 Partner (14 Nov 2017 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (24 Nov 2015 to 12 May 2017)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (128)CF30 Customer (1 Nov 2007 to 11 Jul 2012)
    • (129)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (128)CF30 Customer at Terra Firma Capital Partners Limited

  2. controlled function added: (129)CF21 Investment Adviser at Terra Firma Capital Partners Limited