Date authorised
1 August 2019
Companies House
08195029
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834
  • Complaints Contact

    W106 Vox Studios
    1-45 Durham Street
    London
    SE11 5JH
    UNITED KINGDOM
    Phone
    +442036379834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Charles Hume

    IRN AXH01059

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Alice Florence Millest

    IRN AXM02863

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 29 Nov 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 29 Nov 2024)
  • Alicia Charlotte Gibson

    IRN AXG11567

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 5 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2025)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Allan Benhamou

    IRN AXB04263

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Andre Vigen Sarvarian

    IRN AVS01034

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2022)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Caleb John Wheeler-Robinson

    IRN CXW00632

    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Charlie Nicholas Helsby

    IRN CXH56430

    • [FCA CF] Client dealing (1 Feb 2024 to 4 Jul 2024)
  • Christine Chiu

    IRN CXC01930

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Craig Andrew Humphrey

    IRN CAH01108

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
  • Daisy Bidault

    IRN DXB00946

    • [FCA CF] Client dealing (since 1 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.