Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Resonance Impact Investment Limited
FRN 588462
- [FCA CF] Manager of certification employee (since 23 Mar 2026)
- [FCA CF] Client dealing (since 23 Mar 2026)
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Big Issue Invest Fund Management Ltd
FRN 610618
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- CF11 Money Laundering Reporting (19 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Aug 2019 to 8 Dec 2019)
- CF1 Director (3 Dec 2018 to 8 Dec 2019)
- CF3 Chief Executive (3 Dec 2018 to 8 Dec 2019)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Mar 2022)
- CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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