Engage Mutual Funds Limited

Companies House
03224780
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin James Mizen

    IRN BXM00451

    • (116)[FCA CF] Significant management (5 Jun 2024 to 6 May 2026)
  • Benjamin Mark Montague

    IRN BXM57280

    • (69)17. Administrative functions in relation to managing investments
    • (70)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2026)
  • Bernard John White

    IRN BJW00013

    • (78)[FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • (79)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • (80)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2021)
    • (81)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
    • (82)[FCA CF] CASS oversight function (9 Dec 2019 to 31 Jul 2021)
    • (77)CF10a CASS Oversight function (17 May 2016 to 8 Dec 2019)
  • Beth Tait

    IRN BXP01224

    • (186)[FCA CF] Significant management (1 Dec 2023 to 6 May 2026)
    • (184)[FCA CF] Material risk taker (1 Dec 2023 to 6 May 2026)
    • (185)[FCA CF] Manager of certification employee (1 Dec 2023 to 6 May 2026)
  • Cara Ann Whatford

    IRN CAW01144

    • (197)SMF3 Executive Director (5 Dec 2023 to 6 May 2026)
    • (198)[FCA CF] Client dealing (1 Aug 2021 to 17 Jan 2025)
    • (202)[FCA CF] CASS oversight function (1 Aug 2021 to 17 Jan 2025)
    • (200)[FCA CF] Manager of certification employee (1 Aug 2021 to 17 Jan 2025)
    • (199)[FCA CF] Material risk taker (26 Feb 2021 to 17 Jan 2025)
    • (201)[FCA CF] Significant management (9 Dec 2019 to 17 Jan 2025)
  • Carl Potgieter

    IRN CXP53617

    • (42)[FCA CF] Significant management (9 Dec 2019 to 6 May 2026)
    • (41)[FCA CF] Material risk taker (9 Dec 2019 to 6 May 2026)
  • Carly Ann Santry

    IRN CXS00281

    • (161)16. Safeguarding and administering investments or holding client money
    • (162)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2026)
  • Carol Ann Ritchie

    IRN CAR01087

    • (242)CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
    • (241)CF29 Significant management (6 Mar 2013 to 2 Apr 2014)
  • Carol Day

    IRN CXD01486

    • (19)CF29 Significant management (1 Apr 2015 to 2 Mar 2016)
  • Caroline Elizabeth Fawcett

    IRN CEF01041

    • (216)CF2 Non Executive Director (28 May 2013 to 2 Apr 2015)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (231)SMF16 Compliance Oversight

  2. controlled function added: (230)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (229)[FCA CF] Significant management

  4. controlled function added: (228)[FCA CF] Material risk taker

  5. controlled function added: (227)SMF1 Chief Executive

  6. controlled function added: (226)SMF3 Executive Director

  7. controlled function added: (225)CF10 Compliance Oversight

  8. controlled function added: (224)CF11 Money Laundering Reporting

  9. controlled function added: (223)CF29 Significant management

  10. controlled function added: (222)SMF3 Executive Director

Show more