Date authorised
14 June 2013
Companies House
OC377381
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Carrington House 126-130 Regent Street
    London
    W1B 5SE
    UNITED KINGDOM
    Phone
    +4402037720172
  • Complaints Contact

    Carrington House 126-130 Regent Street
    London
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442037720172

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kyle Lee Dattola-Harris

    IRN KLD01052

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (25 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (25 Nov 2016 to 6 Dec 2019)
  • Mark Austen Field-Marsham

    IRN MXF01446

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (14 Jun 2013 to 8 Dec 2019)
    • CF4 Partner (14 Jun 2013 to 6 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jun 2013 to 13 Oct 2014)
    • CF10 Compliance Oversight (14 Jun 2013 to 1 Oct 2014)
  • Rafael Garcia Arbej

    IRN RXG01664

    • [FCA CF] Material risk taker (30 Mar 2021 to 30 Nov 2021)
    • [FCA CF] Client dealing (30 Mar 2021 to 30 Nov 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF11 Money Laundering Reporting (23 Oct 2014 to 5 Oct 2015)
    • CF10 Compliance Oversight (23 Oct 2014 to 5 Oct 2015)
    • CF4 Partner (14 Jun 2013 to 6 Dec 2019)
    • CF30 Customer (14 Jun 2013 to 8 Dec 2019)
  • Toby Edgcumbe Symonds

    IRN TES01009

    • CF10 Compliance Oversight (3 May 2016 to 1 Jul 2019)
    • CF11 Money Laundering Reporting (3 May 2016 to 1 Jul 2019)
    • CF4 Partner (3 May 2016 to 1 Jul 2019)
    • CF30 Customer (3 May 2016 to 1 Jul 2019)
  • Vikram Kumar

    IRN VXK01148

    • CF30 Customer (15 Oct 2015 to 3 Feb 2017)
    • CF4 Partner (15 Oct 2015 to 3 Feb 2017)
  • Wing Kwong Chan

    IRN WKC01014

    • CF30 Customer (29 Mar 2017 to 4 Apr 2018)
    • CF4 Partner (29 Mar 2017 to 4 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.