Mark Austen Field-Marsham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ENA Investment Capital LLP
FRN 587506
- [FCA CF] Client dealing (since 30 Mar 2021)
- [FCA CF] Material risk taker (since 30 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
- CF4 Partner (14 Jun 2013 to 6 Dec 2019)
- CF30 Customer (14 Jun 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jun 2013 to 1 Oct 2014)
- CF11 Money Laundering Reporting (14 Jun 2013 to 13 Oct 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 16 Apr 2008)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.