ENA Investment Capital LLP

Date authorised
14 June 2013
Companies House
OC377381
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Carrington House 126-130 Regent Street
    London
    W1B 5SE
    UNITED KINGDOM
    Phone
    +4402037720172
    Web
    https://www.enacapital.com

  • Complaints Contact

    Carrington House 126-130 Regent Street
    London
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442037720172

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . ENA Investment Capital (UK) Ltd

    IRN XXE01085

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF4 Partner (14 Jun 2013 to 6 Dec 2019)
  • Andrew Douglas Palmer

    IRN ADP01142

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF10 Compliance Oversight (5 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (29 Nov 2016 to 6 Dec 2019)
    • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
  • Andrew Wright

    IRN AXW01881

    • CF11 Money Laundering Reporting (15 Oct 2015 to 17 Mar 2017)
    • CF10 Compliance Oversight (15 Oct 2015 to 17 Mar 2017)
    • CF4 Partner (12 Aug 2015 to 17 Mar 2017)
    • CF30 Customer (12 Aug 2015 to 17 Mar 2017)
  • Christoph Knaack

    IRN CXK01397

    • CF4 Partner (19 Dec 2016 to 7 Jun 2019)
    • CF30 Customer (19 Dec 2016 to 7 Jun 2019)
  • Fabian Rauch

    IRN FXR01341

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (16 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (16 Feb 2018 to 6 Dec 2019)
  • Georgio Kounelakis

    IRN GXK01063

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (14 Jun 2013 to 8 Dec 2019)
  • Guillermo Damian Galmes Diago

    IRN GDG01046

    • CF30 Customer (14 Jun 2013 to 30 Mar 2014)
    • CF4 Partner (14 Jun 2013 to 30 Mar 2014)
  • Hugo Villarroya

    IRN HXV01116

    • CF4 Partner (21 Aug 2015 to 9 Feb 2016)
    • CF30 Customer (21 Aug 2015 to 9 Feb 2016)
  • Justin Shih

    IRN JXS02845

    • CF30 Customer (2 Dec 2016 to 8 Apr 2019)
    • CF4 Partner (2 Dec 2016 to 8 Apr 2019)
  • Keith David Ackerman

    IRN KDA01003

    • CF30 Customer (21 Aug 2015 to 1 Oct 2016)
    • CF4 Partner (21 Aug 2015 to 1 Oct 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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