Wing Kwong Chan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Naya Capital Management UK Limited
FRN 712130
- [FCA CF] Client dealing (since 5 Jan 2021)
ENA Investment Capital LLP (no longer approved here)
FRN 587506
- CF4 Partner (29 Mar 2017 to 4 Apr 2018)
- CF30 Customer (29 Mar 2017 to 4 Apr 2018)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (11 May 2011 to 10 Dec 2012)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (11 May 2011 to 10 Dec 2012)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (26 Feb 2008 to 11 Apr 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (26 Feb 2008 to 11 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.