EMK Capital LLP

• Principal Place of Business

  11 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442075914200

  Web

  http://www.emkcapital.com

• Complaints Contact

  11 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442075914200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Ian Lunn

  IRN GIL01010

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (20 Feb 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Feb 2017 to 8 Dec 2019)
  • CF4 Partner (20 Feb 2017 to 9 Dec 2019)
• Harry Knowlton

  IRN HXK00070

  • [FCA CF] Client dealing (since 20 Jun 2022)
• Helena Stylianou

  IRN HXS00286

  • [FCA CF] Client dealing (since 6 Jul 2022)
• Kata Pfiszterer

  IRN KXP01783

  • [FCA CF] Client dealing (7 Dec 2020 to 20 Oct 2025)
• Mark William Joseph

  IRN MWJ01019

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (17 Jan 2017 to 8 Dec 2019)
• Martha-Violet Mends

  IRN MXM03551

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Aug 2024)
• Mukal Agarwal

  IRN MXA03561

  • [FCA CF] Client dealing (since 15 Aug 2025)
• Nadia Rida

  IRN NXR01528

  • [FCA CF] Client dealing (since 6 Apr 2021)
• Natalia Schmid

  IRN NXS40567

  • [FCA CF] Client dealing (since 15 Aug 2025)
• Nicholas Dawborn Tyrrell Armstrong

  IRN NDA01037

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • CF4 Partner (16 Jul 2019 to 9 Dec 2019)
  • CF30 Customer (5 Jan 2018 to 8 Dec 2019)

No changes recorded yet.