Date authorised
17 January 2017
Companies House
OC403928
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Hanover Square
    London
    Westminster
    W1S 1JJ
    UNITED KINGDOM
    Phone
    +442075914200
  • Complaints Contact

    11 Hanover Square
    London
    Westminster
    W1S 1JJ
    UNITED KINGDOM
    Phone
    +442075914200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Douglas King

    IRN RDK01040

    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Robin Pauli

    IRN RXP00007

    • [FCA CF] Client dealing (since 8 Oct 2025)
  • Sadie Robertson

    IRN SXR75590

    • [FCA CF] Client dealing (since 3 May 2022)
  • Sebastian Vedelsby

    IRN SLV30900

    • [FCA CF] Client dealing (since 27 Apr 2022)
  • Simon Dexter

    IRN SXD01801

    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF4 Partner (22 Feb 2017 to 9 Dec 2019)
    • CF30 Customer (22 Feb 2017 to 8 Dec 2019)
  • Tito Pipping

    IRN TXP00390

    • [FCA CF] Client dealing (since 15 Aug 2025)
  • Ulf Patrik Johnson

    IRN UPJ01000

    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2017 to 30 Jan 2017)
    • CF11 Money Laundering Reporting (17 Jan 2017 to 30 Jan 2017)
    • CF4 Partner (17 Jan 2017 to 9 Dec 2019)
  • Zachary Marcus Freud

    IRN ZMF01011

    • [FCA CF] Client dealing (since 7 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.