Emirates NBD Bank (P.J.S.C)

• Principal Place of Business

  25 Knightsbridge

  London

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442078382222

  Web

  https://www.emiratesnbd.co.uk

• Complaints Contact

  25 Knightsbridge

  London

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442078382222

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• CARLO DE VOS

  IRN CXD01883

  • SMF3 Executive Director (since 21 Jun 2016)
  • [FCA CF] Material risk taker (7 Mar 2016 to 9 Apr 2025)
• Christalla Atwal

  IRN CXY46494

  • [FCA CF] Material risk taker (27 Nov 2019 to 9 Jan 2026)
  • [FCA CF] Significant management (27 Nov 2019 to 9 Jan 2026)
• Christopher Hurst

  IRN CXH00637

  • [FCA CF] Client dealing (since 15 Feb 2023)
• David Louis Alonzo

  IRN DLA01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 May 2022)
  • SMF16 Compliance Oversight (7 Mar 2016 to 28 May 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2022)
  • CF10a CASS Oversight function (2 Jun 2015 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (2 Jun 2015 to 6 Mar 2016)
  • CF10 Compliance Oversight (2 Jun 2015 to 6 Mar 2016)
• Gary Anthony Andrew Dugan

  IRN GAD01033

  • CF1 Director (23 Sep 2010 to 4 May 2012)
  • CF30 Customer (4 Feb 2010 to 4 May 2012)
• George Duncan Steele-Bodger

  IRN GDS01039

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 31 Aug 2016)
  • CF11 Money Laundering Reporting (3 Mar 2015 to 1 Jul 2015)
  • CF10a CASS Oversight function (3 Mar 2015 to 1 Jul 2015)
  • CF10 Compliance Oversight (3 Mar 2015 to 1 Jul 2015)
  • CF30 Customer (4 Feb 2010 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (4 Feb 2010 to 6 Mar 2016)
  • CF3 Chief Executive (4 Feb 2010 to 6 Mar 2016)
• Gerard Francis Linehan

  IRN GFL01012

  • CF30 Customer (4 Feb 2010 to 20 Mar 2010)
• Golrokh Azharian

  IRN GXA01683

  • [FCA CF] Client dealing (7 Mar 2020 to 12 Dec 2022)
  • SMF3 Executive Director (3 Sep 2018 to 13 Dec 2022)
  • [FCA CF] Functions requiring qualifications (22 Dec 2017 to 12 Dec 2022)
  • [FCA CF] Material risk taker (14 Nov 2017 to 12 Dec 2022)
• Hanan Bader Al-Najjar

  IRN HBA01006

  • CF30 Customer (4 Feb 2010 to 26 Apr 2013)
• Haripriya Thakur

  IRN HXT46495

  • [FCA CF] Manager of certification employee (12 May 2020 to 23 Dec 2022)
  • [FCA CF] Significant management (18 Feb 2020 to 31 Jan 2024)
  • [FCA CF] Material risk taker (18 Feb 2020 to 31 Jan 2024)

No changes recorded yet.