Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF22 Other Local Responsibility (17 May 2019 to 30 Nov 2019)
-
- CF30 Customer (13 Aug 2013 to 6 Mar 2016)
-
- CF30 Customer (4 Feb 2010 to 26 Apr 2013)
-
- CF30 Customer (1 Nov 2007 to 11 Jun 2009)
- CF22 Investment Adviser (Trainee) (11 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.