Golrokh Azharian

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KUWAIT FINANCE HOUSE PLC

    FRN 131818

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF18 Other Overall Responsibility (since 20 Dec 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Client dealing (7 Mar 2020 to 12 Dec 2022)
    • SMF3 Executive Director (3 Sep 2018 to 13 Dec 2022)
    • [FCA CF] Functions requiring qualifications (22 Dec 2017 to 12 Dec 2022)
    • [FCA CF] Material risk taker (14 Nov 2017 to 12 Dec 2022)

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Updates to this individual's record on the FCA register.

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