Embark Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401204803500

  Web

  https://www.embarkpensions.co.uk

• Complaints Contact

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4401163668681

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Julien Kerr

  IRN JXK07042

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2022 to 23 Jul 2024)
• Kay Samantha Smith

  IRN KXS33472

  • [FCA CF] Significant management (31 Jan 2021 to 6 Sep 2022)
• Kerry Helen Houghton

  IRN KHH00002

  • CF30 Customer (1 Nov 2007 to 4 Nov 2009)
  • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
• Kevin Doran

  IRN KXD01102

  • [FCA CF] Material risk taker (2 Sep 2024 to 27 Mar 2026)
• Kevin John Whitmore

  IRN KJW01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2022)
  • CF11 Money Laundering Reporting (7 Jun 2018 to 8 Dec 2019)
• Kevin Peter Wells

  IRN KPW01016

  • CF1 Director (24 May 2005 to 1 Nov 2006)
  • CF22 Investment Adviser (Trainee) (2 May 2002 to 17 Nov 2003)
• Kirstine Ann Cooper

  IRN KAC01088

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
• Komal Patel

  IRN KXP00163

  • [FCA CF] Significant management (31 Jan 2021 to 31 Dec 2023)
• Kwaku Osafo

  IRN KXO00074

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2024 to 10 Mar 2026)
• Lee John Barefoot

  IRN LXB00252

  • [FCA CF] Manager of certification employee (31 Jan 2021 to 22 Jul 2022)

• Vested Employee Benefits Limited (no longer appointed)

  FRN 799311 · Appointed 23 Jan 2018 · Until 9 Sep 2022

No changes recorded yet.