Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Hilmar Cuhls

  IRN MHC01050

  • SMF10 Chair of the Risk Committee (since 1 Sep 2024)
• Michael John Daniels

  IRN MJD00006

  • CF28 Systems and controls (6 May 2016 to 6 Jul 2016)
• Michael Ronald Downie

  IRN MRD01096

  • SMF4 Chief Risk (since 1 Apr 2025)
• Nagla Thabet

  IRN NXT01439

  • [FCA CF] CASS oversight function (since 17 Jun 2025)
  • [FCA CF] Material risk taker (since 16 May 2025)
  • [FCA CF] Manager of certification employee (since 16 May 2025)
• Nicola Clare Megaw

  IRN NCM01082

  • [FCA CF] Material risk taker (1 Jan 2022 to 22 Jun 2022)
  • [FCA CF] Significant management (10 Sep 2021 to 22 Jun 2022)
• Owen Philip Norrie

  IRN OXN00021

  • [FCA CF] Manager of certification employee (1 Nov 2022 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 30 Apr 2023)
• Pamela Anne Merrigan

  IRN PAM01288

  • CF10a CASS Oversight function (3 May 2016 to 31 Aug 2016)
• Paul David Sheehan

  IRN PXS00597

  • SMF24 Chief Operations (17 Jan 2023 to 31 Aug 2024)
• Paul Gerard McNamara

  IRN PXM01872

  • Director of firm who is not a certification employee or a SMF manager (since 2 Sep 2024)
• Paul McMahon

  IRN PXM01312

  • SMF10 Chair of the Risk Committee (14 Oct 2022 to 31 Aug 2024)

No changes recorded yet.