Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Craig John Wood

  IRN CJW01298

  • SMF3 Executive Director (13 Mar 2020 to 7 Dec 2022)
• Damien Perera

  IRN DXP02033

  • [FCA CF] Client dealing (since 23 Apr 2026)
• Daniel Bernard Jessop

  IRN DXJ00288

  • [FCA CF] Client dealing (since 24 Apr 2026)
• David Andrew Lowe

  IRN DXL33475

  • [FCA CF] Significant management (31 Jan 2021 to 31 Aug 2022)
  • [FCA CF] Material risk taker (31 Jan 2021 to 31 Aug 2022)
• David John Etherington

  IRN DJE01069

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 4 Apr 2021)
  • CF2 Non Executive Director (26 Feb 2016 to 8 Dec 2019)
• Deborah Lee Llewelyn

  IRN DXL00284

  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2024 to 18 Mar 2025)
• Deepak Gala

  IRN DXG00421

  • [FCA CF] Material risk taker (31 Jan 2022 to 31 Dec 2023)
• Demetra Agrotis

  IRN DXA00344

  • SMF5 Head of Internal Audit (since 7 Feb 2025)
• Dena Brumpton

  IRN DJB01676

  • Director of firm who is not a certification employee or a SMF manager (since 2 Feb 2026)
• Derek William Gall

  IRN DWG01017

  • [FCA CF] Client dealing (since 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)

No changes recorded yet.