Elliott Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Park House116 Park StreetLondonWestminsterW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
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Complaints Contact
Park House116 Park StreetLondonW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Myron Lawrence Kaplan
IRN MLK01014
- CF1 Director (5 Nov 2004 to 25 Mar 2009)
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Nabeel Bhanji
IRN NXB01616
- SMF3 Executive Director (9 Jun 2023 to 17 Jan 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 8 May 2025)
- CF30 Customer (30 Jul 2012 to 8 Dec 2019)
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Natasha Emily Chadwick
IRN NXE45665
- [FCA CF] Material risk taker (22 Oct 2021 to 23 Oct 2025)
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Nicholas Jack Barrett
IRN NJB01268
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2021)
- CF11 Money Laundering Reporting (11 Oct 2017 to 19 Aug 2019)
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Nicholas James White
IRN NJW01204
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jun 2022)
- CF30 Customer (7 Jul 2017 to 8 Dec 2019)
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Nicholas Selhorst Maran
IRN NXM00359
- [FCA CF] Material risk taker (since 4 Apr 2022)
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Nicole Marie Livesley
IRN NML01032
- CF30 Customer (21 Sep 2018 to 8 Dec 2019)
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Ning Tung
IRN NXT00205
- [FCA CF] Material risk taker (7 Jun 2023 to 31 Mar 2026)
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Nuala Anne McFerran
IRN NXC00164
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
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Oeystein Sjaastad Andreassen
IRN OXA00094
- [FCA CF] Material risk taker (25 Oct 2022 to 31 Mar 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.