Elliott Advisors (UK) Limited

Date authorised
1 April 2013
Companies House
02989338
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    116 Park Street
    London
    Westminster
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818
    Web
    https://www.elliottmgmt.com

  • Complaints Contact

    Park House
    116 Park Street
    London
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jan Lukas Wetzel

    IRN JXW40456

    • [FCA CF] Material risk taker (2 Nov 2021 to 4 Feb 2026)
  • Jaroslaw Golacik

    IRN JXG01373

    • CF21 Investment Adviser (20 Mar 2006 to 31 Dec 2006)
  • Joachim Rosengaard

    IRN JXR62582

    • [FCA CF] Material risk taker (14 Aug 2023 to 31 Mar 2026)
  • Jonas Ulrik Rydell

    IRN JUR01001

    • CF30 Customer (1 Nov 2007 to 7 Jan 2013)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Jonathan Cheng

    IRN JXC01027

    • [FCA CF] Material risk taker (7 Feb 2024 to 31 Mar 2026)
  • Jonathan David Pollock

    IRN JDP01090

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF2 Non Executive Director (30 Apr 2009 to 21 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF1 Director (5 Nov 2004 to 30 Apr 2009)
    • CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (5 Nov 2004 to 25 Mar 2009)
    • CF8 Apportionment and Oversight (5 Nov 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Nov 2004 to 19 Sep 2005)
    • CF10 Compliance Oversight (5 Nov 2004 to 19 Sep 2005)
  • Jonathan Mark Lowry

    IRN JML01256

    • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
  • Joon Ho Choi

    IRN JHC01161

    • CF30 Customer (22 Jan 2018 to 8 Dec 2019)
  • Jose Maria Martinez De Haro

    IRN JMM01312

    • CF30 Customer (18 Apr 2013 to 3 Aug 2016)
  • Joseph Harvey Love

    IRN JXL00892

    • [FCA CF] Material risk taker (21 Jan 2025 to 31 Mar 2026)
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Recent activity

Updates to this firm's record on the FCA register.

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