Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Elliott Advisors (UK) Limited
FRN 401411
- SMF3 Executive Director (since 9 Dec 2019)
- CF2 Non Executive Director (30 Apr 2009 to 21 Jun 2016)
- CF30 Customer (1 Nov 2007 to 24 Apr 2009)
- CF1 Director (5 Nov 2004 to 30 Apr 2009)
- CF3 Chief Executive (5 Nov 2004 to 25 Mar 2009)
- CF8 Apportionment and Oversight (5 Nov 2004 to 31 Oct 2007)
- CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (5 Nov 2004 to 19 Sep 2005)
- CF11 Money Laundering Reporting (5 Nov 2004 to 19 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.