Elliott Advisors (UK) Limited

• Principal Place of Business

  Park House

  116 Park Street

  London

  Westminster

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

  Web

  https://www.elliottmgmt.com

• Complaints Contact

  Park House

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Stephen Cole

  IRN JXC00546

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
• Joshua Nadell

  IRN JXN01188

  • CF28 Systems and controls (1 Nov 2007 to 18 Nov 2008)
  • CF13 Finance (5 Nov 2004 to 31 Oct 2007)
• Joshua Swidler

  IRN JXS01861

  • CF30 Customer (18 Mar 2008 to 5 Feb 2018)
• Jugdeep Singh

  IRN JXS01283

  • [FCA CF] Material risk taker (since 25 Apr 2023)
• Junior Jonathan Rose-Green

  IRN JXR00456

  • [FCA CF] Material risk taker (25 Oct 2021 to 19 Oct 2022)
• Keith Horn

  IRN KXH01477

  • CF1 Director (25 Mar 2009 to 3 Aug 2015)
• Khaoula Bouikhif

  IRN KXB00678

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • [FCA CF] Material risk taker (since 20 Jun 2025)
• Khawaja Jahanzeb Hassan

  IRN KJH01146

  • [FCA CF] Material risk taker (6 Jan 2020 to 9 Jul 2024)
• Klaus Roehrig

  IRN KXR01224

  • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
  • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
• Kofi Osei Adu-Gyamfi

  IRN KXA00119

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)

No changes recorded yet.