Elliott Advisors (UK) Limited

• Principal Place of Business

  Park House

  116 Park Street

  London

  Westminster

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

  Web

  https://www.elliottmgmt.com

• Complaints Contact

  Park House

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack Gus Karp Adler

  IRN JXA14195

  • [FCA CF] Material risk taker (26 Apr 2023 to 31 Mar 2026)
• Jakob Moeller

  IRN JXM04030

  • [FCA CF] Material risk taker (since 11 Apr 2024)
• James Benjamin Roycroft

  IRN JBR01041

  • CF27 Investment Management (7 Jun 2006 to 27 Jul 2007)
  • CF21 Investment Adviser (7 Nov 2005 to 7 Jun 2006)
• James Harry Jarvis

  IRN JXJ00111

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• James Martin Lewis

  IRN JXL00295

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
• James Michael Edward Bayliss

  IRN JMB01271

  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Apr 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (9 Dec 2004 to 31 Oct 2007)
• James Nicholas Barrie Smith

  IRN JNS01085

  • CF30 Customer (27 Jun 2018 to 8 Dec 2019)
• James Stott

  IRN JXS02490

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • SMF3 Executive Director (since 9 Jun 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (23 Apr 2010 to 8 Dec 2019)
• James William Soane

  IRN JWS01145

  • CF30 Customer (23 Sep 2014 to 10 Aug 2017)
• Jan Jenicek

  IRN JXJ00024

  • [FCA CF] Material risk taker (5 Sep 2025 to 31 Mar 2026)

No changes recorded yet.