James Benjamin Roycroft

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lancaster Investment Management LLP
FRN 472385
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF27 Investment Management
- CF30 Customer (26 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Nov 2007 to 27 Nov 2007)
- CF11 Money Laundering Reporting (26 Nov 2007 to 27 Nov 2007)
- CF4 Partner (26 Nov 2007 to 8 Dec 2019)
Elliott Advisors (UK) Limited (no longer approved here)
FRN 401411
- CF27 Investment Management (7 Jun 2006 to 27 Jul 2007)
- CF21 Investment Adviser (7 Nov 2005 to 7 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.