Elliott Advisors (UK) Limited

• Principal Place of Business

  Park House

  116 Park Street

  London

  Westminster

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

  Web

  https://www.elliottmgmt.com

• Complaints Contact

  Park House

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graciela de Gregorio

  IRN GXD00284

  • [FCA CF] Material risk taker (25 Oct 2022 to 31 Mar 2026)
• Gregory Girard

  IRN GXG01454

  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Hari Hook

  IRN HXH10440

  • [FCA CF] Material risk taker (11 May 2023 to 20 Nov 2024)
• Hayley Margaret Murphy

  IRN HXM00138

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
• Hideaki Fujioka

  IRN HXF00155

  • [FCA CF] Material risk taker (10 Nov 2025 to 31 Mar 2026)
• Iain Andrew Gunn

  IRN IAG01009

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
• Ian Sinclair Parkinson

  IRN ISP01010

  • CF30 Customer (1 Nov 2007 to 7 Jan 2016)
  • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
• Isabelle Bertels

  IRN IXB00202

  • [FCA CF] Material risk taker (19 Oct 2023 to 31 Mar 2026)
• Ivan Goldstein

  IRN IXG00003

  • [FCA CF] Material risk taker (5 Apr 2023 to 31 Mar 2026)
• Ivan Kristevic

  IRN IXK01135

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF27 Investment Management (10 Sep 2007 to 31 Oct 2007)

No changes recorded yet.