Elevate Portfolio Services Limited

Watch for changes

FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
Show 3 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Graeme Fulwell
IRN MGF00008
- CF21 Investment Adviser (13 Aug 2003 to 1 Oct 2004)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 13 Aug 2003)
- CF4 Partner (AR) (27 Dec 2002 to 1 Oct 2004)
Michael Graham Roberts
IRN MGR01043
- CF21 Investment Adviser (4 Nov 2002 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 4 Nov 2002)
Michael Graham Stone
IRN MGS00017
- CF21 Investment Adviser (15 Jan 2004 to 21 Jan 2005)
- CF22 Investment Adviser (Trainee) (16 Jul 2003 to 15 Jan 2004)
Michael Haas
IRN MXH00271
- CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
- CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
Michael Handley
IRN MXH00063
- CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 25 Aug 2004)
Michael Hawkins
IRN MXH01490
- CF21 Investment Adviser (25 Sep 2003 to 31 Oct 2004)
Michael Howells
IRN MXH00152
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2005)
Michael James Cannon
IRN MJC00083
- CF4 Partner (AR) (18 Jul 2003 to 7 Sep 2005)
- CF21 Investment Adviser (15 Oct 2002 to 7 Sep 2005)
- CF22 Investment Adviser (Trainee) (5 Jul 2002 to 15 Oct 2002)
Michael James Denning
IRN MJD00076
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2004)
Michael John Chapman
IRN MJC01357
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 14 Apr 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AXA UK Plc (no longer appointed)
FRN 201883 · Appointed 11 Jan 2013 · Until 31 Jan 2017
Techomedia Limited (no longer appointed)
FRN 592752 · Appointed 13 Dec 2012 · Until 2 Sep 2015
Evans Financial Management. (no longer appointed)
FRN 212869 · Appointed 10 Nov 2004 · Until 26 Apr 2005
Spire Financial Management Ltd (no longer appointed)
FRN 211136 · Appointed 10 Nov 2004 · Until 26 Sep 2005
Arc Financial Services (no longer appointed)
FRN 158952 · Appointed 10 Nov 2004 · Until 26 Sep 2005
PJH Financial Services (no longer appointed)
FRN 211604 · Appointed 10 Nov 2004 · Until 26 Sep 2005
Richmond Financial Services (no longer appointed)
FRN 158371 · Appointed 10 Nov 2004 · Until 26 Sep 2005
Move It Mortgages L.P. (no longer appointed)
FRN 410496 · Appointed 26 Oct 2004 · Until 31 Oct 2004
Life Investments Limited (no longer appointed)
FRN 400268 · Appointed 25 Oct 2004 · Until 31 Oct 2004
Oakhouse Mortgages (no longer appointed)
FRN 403711 · Appointed 25 Oct 2004 · Until 4 Jul 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.