Elevate Portfolio Services Limited

Date authorised
1 April 2013
Companies House
01128611
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Broadway Park
    South Gyle Broadway
    Edinburgh
    Midlothian
    EH12 9JQ
    UNITED KINGDOM
    Phone
    +441313727298
    Web
    https://www.aberdeenadviser.com

  • Complaints Contact

    Elevate
    PO Box 6877
    Basingstoke
    RG24 4RT
    UNITED KINGDOM
    Phone
    +443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme

    Show 3 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Freeland

    IRN TXF00018

    • (765)CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2004)
    • (766)CF4 Partner (AR) (6 Nov 2003 to 31 Oct 2004)
    • (764)CF22 Investment Adviser (Trainee) (6 Nov 2003 to 19 Mar 2004)
  • Thomas James John Rooney

    IRN TJR01064

    • (2013)CF21 Investment Adviser (7 May 2003 to 31 Oct 2004)
    • (2012)CF22 Investment Adviser (Trainee) (18 Jul 2002 to 7 May 2003)
  • Thomas James Lloyd

    IRN TJL01123

    • (1856)SMF5 Head of Internal Audit (9 Dec 2019 to 30 Sep 2021)
    • (1857)CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • Thomas John Atkins

    IRN TXA00006

    • (1263)CF7 Sole Trader (AR) (28 Sep 2004 to 31 Oct 2004)
    • (1262)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
    • (1264)CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
  • Thomas John Boucher

    IRN TJB00005

    • (1431)CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
    • (1430)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Thomas Joseph Lorello

    IRN TXL00015

    • (129)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Thomas Joseph O'Connor

    IRN TJO00006

    • (433)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Thomas Limb

    IRN TXL00014

    • (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Thomas Martin Campbell

    IRN TMC00004

    • (426)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
  • Thomas Peter David Wilkinson

    IRN TPW01039

    • (2222)CF29 Significant management (22 Oct 2012 to 31 Jul 2013)
    • (2223)CF1 Director (15 Dec 2010 to 31 Dec 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Architas

  2. trading name added: aberdeen

  3. trading name added: Sun Life Portfolio Counselling Services Limited

  4. trading name added: AXA Sun Life Portfolio Services Limited

  5. trading name added: AXA Portfolio Services Limited

  6. trading name added: AXA Wealth

  7. trading name added: AXA Self Investor

  8. trading name added: AXA Distribution Services

  9. controlled function added: (60)SMF10 Chair of the Risk Committee

  10. controlled function added: (59)SMF5 Head of Internal Audit

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