Thomas Joseph O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cameron Scott Limited (no longer approved here)
FRN 201169
- Employed By (8 Jun 2005 to 2 Sep 2007)
Ash Financial Solutions (no longer approved here)
FRN 214265
- Employed By (27 Sep 2002 to 8 Jun 2005)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.