Elevate Portfolio Services Limited

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FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Glen Holman
IRN SGH00011
- CF22 Investment Adviser (Trainee) (10 Aug 2004 to 30 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)
Stephen Heighway
IRN SXH00082
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Stephen Horswell
IRN SXH00062
- CF21 Investment Adviser (31 Mar 2004 to 27 Aug 2004)
- CF4 Partner (AR) (13 Feb 2003 to 30 Oct 2004)
- CF22 Investment Adviser (Trainee) (13 Feb 2003 to 31 Mar 2004)
Stephen James Chapman
IRN SXC01770
- CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2005 to 1 Aug 2005)
Stephen James Wray
IRN SJW00066
- CF4 Partner (AR) (10 Feb 2004 to 15 Sep 2005)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 15 Sep 2005)
Stephen John Tennison
IRN SJT01146
- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 16 Oct 2002)
Stephen John Urry
IRN SJU00002
- CF21 Investment Adviser (17 Aug 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Aug 2002)
Stephen Keith Allen
IRN SKA00001
- CF22 Investment Adviser (Trainee) (29 Sep 2004 to 20 Jul 2005)
Stephen Keith Percival
IRN SKP01046
- CF28 Systems and controls (23 May 2017 to 3 Sep 2018)
- CF1 Director (23 May 2017 to 3 Sep 2018)
Stephen Keith Thomas
IRN SKT00003
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Active Mortgage Solutions (no longer appointed)
FRN 224340 · Appointed 30 Apr 2003 · Until 6 Oct 2004
Fermanagh Tyrone Financial Services Limited (no longer appointed)
FRN 224658 · Appointed 29 Apr 2003 · Until 31 Oct 2004
Face 2 Face Financial Services Ltd (no longer appointed)
FRN 224610 · Appointed 28 Apr 2003 · Until 31 Oct 2004
Collins & Co (no longer appointed)
FRN 224266 · Appointed 23 Apr 2003 · Until 1 Aug 2005
Professional Financial Connections Ltd (no longer appointed)
FRN 224376 · Appointed 15 Apr 2003 · Until 31 Oct 2004
S&S Mortgage Solutions (no longer appointed)
FRN 224377 · Appointed 15 Apr 2003 · Until 31 Oct 2004
NI Financial Directions Ltd (no longer appointed)
FRN 224312 · Appointed 11 Apr 2003 · Until 31 Oct 2004
Jeffries Financial Services (no longer appointed)
FRN 207601 · Appointed 7 Apr 2003 · Until 31 Oct 2004
Fair Facts Financial Limited (no longer appointed)
FRN 224143 · Appointed 7 Apr 2003 · Until 31 Oct 2004
Face 2 Face (Scotland) Ltd (no longer appointed)
FRN 223930 · Appointed 31 Mar 2003 · Until 31 Oct 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.