Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Glen Holman

  IRN SGH00011

  • CF22 Investment Adviser (Trainee) (10 Aug 2004 to 30 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2004)
• Stephen Heighway

  IRN SXH00082

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Stephen Horswell

  IRN SXH00062

  • CF21 Investment Adviser (31 Mar 2004 to 27 Aug 2004)
  • CF4 Partner (AR) (13 Feb 2003 to 30 Oct 2004)
  • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 31 Mar 2004)
• Stephen James Chapman

  IRN SXC01770

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2005 to 1 Aug 2005)
• Stephen James Wray

  IRN SJW00066

  • CF4 Partner (AR) (10 Feb 2004 to 15 Sep 2005)
  • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 15 Sep 2005)
• Stephen John Tennison

  IRN SJT01146

  • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 16 Oct 2002)
• Stephen John Urry

  IRN SJU00002

  • CF21 Investment Adviser (17 Aug 2002 to 30 Aug 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Aug 2002)
• Stephen Keith Allen

  IRN SKA00001

  • CF22 Investment Adviser (Trainee) (29 Sep 2004 to 20 Jul 2005)
• Stephen Keith Percival

  IRN SKP01046

  • CF28 Systems and controls (23 May 2017 to 3 Sep 2018)
  • CF1 Director (23 May 2017 to 3 Sep 2018)
• Stephen Keith Thomas

  IRN SKT00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

• Hurst Booker Financial & Mortgage Solutions (no longer appointed)

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• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

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• One2One Financial Planning Ltd (no longer appointed)

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• Options & Choices Financial Services Ltd (no longer appointed)

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• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

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• Integrated Business Analysis Limited (no longer appointed)

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No changes recorded yet.