Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter John Davis

  IRN PJD00044

  • CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2005)
• Peter John Gayler

  IRN PJG00018

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Peter John Holdsworth

  IRN PJH00083

  • CF7 Sole Trader (AR) (16 May 2002 to 31 Oct 2004)
• Peter John Lucketti

  IRN PJL00046

  • CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
• Peter Jonathan Shelley

  IRN PJS01176

  • CF1 Director (1 Dec 2001 to 17 Dec 2004)
• Peter Leslie Topple

  IRN PLT00002

  • CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 30 Apr 2003)
• Peter McDougall

  IRN PXM00199

  • CF21 Investment Adviser (7 Oct 2003 to 31 Oct 2004)
  • CF1 Director (AR) (28 Mar 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (28 Mar 2003 to 7 Oct 2003)
• Peter McGrath

  IRN PXM00208

  • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
• Peter Nigel Stuckey Clark

  IRN PNC01012

  • CF1 Director (1 Dec 2001 to 30 Jun 2002)
• Peter Slack

  IRN PXS00123

  • CF1 Director (AR) (27 Dec 2002 to 1 Aug 2005)
  • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 1 Aug 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)

• Hurst Booker Financial & Mortgage Solutions (no longer appointed)

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• West Wales Financial Services Ltd (no longer appointed)

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• One2One Financial Planning Ltd (no longer appointed)

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• Options & Choices Financial Services Ltd (no longer appointed)

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• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

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• Integrated Business Analysis Limited (no longer appointed)

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No changes recorded yet.