Peter Leslie Topple

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Jul 2011 to 31 Dec 2014)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (1 Nov 2007 to 5 Sep 2008)
- CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 30 Apr 2003)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (30 Apr 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 30 Apr 2003)
Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (15 Aug 2002 to 5 Sep 2008)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.