Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Easton Gill

  IRN JEG01039

  • CF10 Compliance Oversight (8 Nov 2016 to 22 Sep 2017)
  • CF1 Director (8 Nov 2016 to 2 Oct 2017)
  • CF28 Systems and controls (8 Nov 2016 to 2 Oct 2017)
  • CF11 Money Laundering Reporting (8 Nov 2016 to 2 Oct 2017)
• John Edmund Murphy

  IRN JEM00030

  • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 16 Sep 2002)
• John Edward Cook

  IRN JEC00024

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• John Edward Davis

  IRN JED00020

  • CF22 Investment Adviser (Trainee) (31 Jul 2002 to 19 Nov 2002)
• John Edward Hill

  IRN JEH00029

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• John Edward Humphries

  IRN JXH00056

  • CF21 Investment Adviser (25 Feb 2003 to 26 Apr 2005)
  • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 25 Feb 2003)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 26 Apr 2005)
• John Francis Beckett

  IRN JFB00004

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
  • CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2003)
• John Francis Murray

  IRN JFM00019

  • CF21 Investment Adviser (20 Jul 2004 to 10 Dec 2004)
  • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 20 Jul 2004)
  • CF4 Partner (AR) (2 Dec 2003 to 10 Dec 2004)
• John Francis Spratt

  IRN JFS00013

  • CF21 Investment Adviser (21 May 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (13 Nov 2003 to 21 May 2004)
• John Fraser

  IRN JXF00005

  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)

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No changes recorded yet.