John Francis Spratt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (21 May 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (13 Nov 2003 to 21 May 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (21 May 2004 to 18 Jul 2007)
- CF22 Investment Adviser (Trainee) (13 Nov 2003 to 21 May 2004)
Fermanagh Tyrone Financial Services Limited (no longer approved here)
FRN 224658
- Employed By (13 Nov 2003 to 16 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.