Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Owen

  IRN SXO00151

  • [FCA CF] Significant management (1 Mar 2022 to 4 Jul 2022)
  • [FCA CF] Material risk taker (1 Mar 2022 to 4 Jul 2022)
• Stephen Paul King

  IRN SPK00023

  • CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2002)
• Stephen Richard Edwards

  IRN SRE01010

  • Responsible for Insurance Mediation (6 Jul 2005 to 31 Dec 2009)
  • CF1 Director (24 May 2004 to 31 Dec 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 24 May 2004)
• Stephen Robert Grant

  IRN SXG00081

  • CF21 Investment Adviser (30 Jan 2004 to 13 May 2005)
  • CF1 Director (AR) (30 Sep 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 30 Jan 2004)
• Stephen Terence Chiles

  IRN STC00010

  • CF21 Investment Adviser (20 May 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
• Stephen Thomas McDowell

  IRN STM00022

  • CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
  • CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
• Stephen Whalen

  IRN SXW00134

  • CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
  • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
• Stephen Whitehead

  IRN SXW77558

  • SMF7 Group Entity Senior Manager (12 Jan 2022 to 31 Mar 2023)
• Stephen William Barrett

  IRN SWB00001

  • CF1 Director (AR) (1 Dec 2001 to 16 Sep 2002)
• Steve Charles Hill

  IRN SCH00058

  • CF21 Investment Adviser (4 Apr 2005 to 26 Sep 2005)
  • CF1 Director (AR) (7 Nov 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (7 Nov 2003 to 4 Apr 2005)

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• Priorities Financial Planning (no longer appointed)

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No changes recorded yet.