Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair George Cruickshank

  IRN AGC00039

  • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 3 Mar 2003)
• Alistair George Duncan

  IRN AXD00011

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Alistair Henry Flynn

  IRN AHF00007

  • CF21 Investment Adviser (20 May 2003 to 2 Mar 2005)
  • CF22 Investment Adviser (Trainee) (21 Nov 2002 to 20 May 2003)
  • CF4 Partner (AR) (21 Nov 2002 to 31 Oct 2004)
• Alistair Lawrie

  IRN AXL00024

  • CF1 Director (AR) (8 Dec 2003 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 1 Aug 2003)
• Alistair Welham

  IRN ARW01230

  • CF29 Significant management (5 Sep 2014 to 31 Oct 2016)
• Allan Edwards

  IRN AXE00005

  • CF1 Director (AR) (16 May 2005 to 26 Sep 2005)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 16 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Allan Moyes Westwater

  IRN AMW00014

  • CF22 Investment Adviser (Trainee) (9 May 2003 to 18 Feb 2004)
• Allan Robert Pascoe

  IRN ARP00009

  • CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
• Allen Young

  IRN AXY01064

  • CF21 Investment Adviser (30 Sep 2004 to 13 Jul 2005)
  • CF22 Investment Adviser (Trainee) (20 May 2004 to 30 Sep 2004)
• Allyson Williams

  IRN AXR00161

  • CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
  • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)

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• ADS Mortgage & Financial Planning Ltd (no longer appointed)

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  FRN 228563 · Appointed 18 Sep 2003 · Until 31 Oct 2004

• Bradley & Howe Financial Services Ltd (no longer appointed)

  FRN 228108 · Appointed 27 Aug 2003 · Until 31 Oct 2004

• Creative Wealth Limited (no longer appointed)

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• Small Business Services (no longer appointed)

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No changes recorded yet.