Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Rowland Biggs

  IRN JRB00034

  • CF21 Investment Adviser (6 Feb 2003 to 31 May 2005)
  • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 6 Feb 2003)
• James Shearer Clark

  IRN JSC00031

  • CF21 Investment Adviser (18 Sep 2003 to 31 Oct 2004)
  • CF4 Partner (AR) (8 Apr 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 18 Sep 2003)
• James St. Clair McDowell

  IRN JSM00010

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• James Teven

  IRN JXT00050

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• James Thomas McCrory

  IRN JTM00017

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
• James William Stein

  IRN JWS00025

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
• Jan Coetzee

  IRN JXC01966

  • CF1 Director (1 Sep 2010 to 27 Apr 2012)
• Jane Darvill

  IRN JXD00075

  • CF21 Investment Adviser (19 May 2005 to 26 Sep 2005)
  • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 19 May 2005)
• Jane Elizabeth Durbin

  IRN JED00027

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2004)
• Jane Louise Butcher

  IRN JLA00009

  • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2002)

• Marketing Services (Scotland) Ltd (no longer appointed)

  FRN 229101 · Appointed 23 Oct 2003 · Until 31 Oct 2004

• Joseph Wallace Insurance Service (no longer appointed)

  FRN 229104 · Appointed 23 Oct 2003 · Until 28 Jul 2005

• Sea Sense Mortgages Ltd (no longer appointed)

  FRN 228858 · Appointed 9 Oct 2003 · Until 10 Mar 2005

• Mortgage Makers (UK) Ltd (no longer appointed)

  FRN 228765 · Appointed 2 Oct 2003 · Until 31 Oct 2004

• Clear Thinking Solutions Ltd (no longer appointed)

  FRN 228624 · Appointed 24 Sep 2003 · Until 31 Oct 2004

• ADS Mortgage & Financial Planning Ltd (no longer appointed)

  FRN 228575 · Appointed 19 Sep 2003 · Until 31 Oct 2004

• John S Pidgeon & Associates Ltd (no longer appointed)

  FRN 228563 · Appointed 18 Sep 2003 · Until 31 Oct 2004

• Bradley & Howe Financial Services Ltd (no longer appointed)

  FRN 228108 · Appointed 27 Aug 2003 · Until 31 Oct 2004

• Creative Wealth Limited (no longer appointed)

  FRN 227854 · Appointed 22 Aug 2003 · Until 1 Oct 2003

• Small Business Services (no longer appointed)

  FRN 200323 · Appointed 21 Aug 2003 · Until 31 Oct 2004

No changes recorded yet.