Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Andrew Rudd

  IRN SAR00001

  • CF21 Investment Adviser (14 Apr 2004 to 1 Oct 2004)
  • CF22 Investment Adviser (Trainee) (20 Jun 2003 to 14 Apr 2004)
• Stephen Andrew Taylor

  IRN SAT00021

  • CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (1 Oct 2002 to 15 Aug 2003)
• Stephen Bird

  IRN SXB87538

  • SMF7 Group Entity Senior Manager (28 Aug 2020 to 24 May 2024)
• Stephen Christopher Jacob

  IRN SCJ00003

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jan 2003)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
• Stephen Dwyer

  IRN SPD01080

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• Stephen Edward Bushnell

  IRN SEB00013

  • CF7 Sole Trader (AR) (1 Dec 2001 to 20 Aug 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2005)
• Stephen Evenden

  IRN SXE01360

  • CF28 Systems and controls (21 Jan 2013 to 31 Oct 2016)
• Stephen Francis Cross

  IRN SFC00006

  • CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (15 Apr 2003 to 15 Aug 2003)
• Stephen Frank Mathewson

  IRN SFM00004

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
• Stephen Gerald Mark Davis

  IRN SGD00011

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2002)

• Marketing Services (Scotland) Ltd (no longer appointed)

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• Joseph Wallace Insurance Service (no longer appointed)

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• Mortgage Makers (UK) Ltd (no longer appointed)

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• Clear Thinking Solutions Ltd (no longer appointed)

  FRN 228624 · Appointed 24 Sep 2003 · Until 31 Oct 2004

• ADS Mortgage & Financial Planning Ltd (no longer appointed)

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• John S Pidgeon & Associates Ltd (no longer appointed)

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• Bradley & Howe Financial Services Ltd (no longer appointed)

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• Creative Wealth Limited (no longer appointed)

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• Small Business Services (no longer appointed)

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No changes recorded yet.